General Publication Strategies
1.
Diversify your
research portfolio
- Average wait for an acceptance
decision = 3 years.
- Average wait for a rejection = 6
to 8 months.
- Survival is more important than
glory in the early stages of your career.
- Diversifying the research
portfolio is particularly important during the first five or six years of
your teaching career when each publication counts heavily. Diversify
research topics for possible publication.
- If you have a solid hit in one
area, then redouble your effort to establish your name as an expert in
that field before you move into another field.
- Writing several papers in a very
narrow area is risky. It is like putting all your eggs in one basket.
- Continuing to write papers in
the same narrow area without clear evidence of success is risky.
2.
Concentrate on
one or two fields
- Normally, you should not select
more than two fields of specialization. Research economies of scale often
may require your undiluted attention in a single field.
- Choose, at most, two or three
focused areas within your field of specialization. Then pursue those
topics until you produce a couple of publications.
- If you have published no papers
in one area for three years, then consider switching to another topic.
3.
Generate one or
two papers from your thesis
- You invested two or more years
writing your thesis.
- Try to generate a couple of
papers from the most important chapters of the thesis. This is easier
than writing a totally new paper from scratch.
- Work jointly with your advisor
to help market your papers.
4.
Maintain a stock
of papers under review constantly
- If the acceptance rate of the
top-ranking journals is 15%, one needs about 7 papers under review at all
times to have one paper accepted per year at the targeted journals.
- If your goal is to get 10 papers
accepted in the first 5 years of your career, you need about a dozen
papers under review at all times.
- Half a dozen papers should be
under review at all times for untenured authors. This does not
mean that you should write 7 new papers each year.
5.
Don't put two
good ideas in one paper
- Separate them into two papers.
- Do not try to put down
everything you know about the subject in one paper. What will you do
next?
- As the paper's length increases
beyond 15 pages, the chance of acceptance shrinks geometrically.
- When a topic is appropriately
split into two papers, the probability of getting at least one of them
accepted more than doubles.
- You also will get a paper
accepted sooner.
- If x = original length,
and p = probability of acceptance, then
p(x/2) = 2p(x)
+ a, where a > 0 and x > 15 pages.
The alpha (a) factor:
- Editors like short papers.
- The chance that a referee will
detect a mathematical error declines.
- Referees will return the report
faster.
- The chance that a referee will
misunderstand the paper also decreases.
6.
Approach
different types of journals
- Sending all papers to top
journals is risky.
- Sending all papers to
low-quality journals also is unsatisfactory. You will regret it when the
papers are accepted!
- Your curriculum vitae should
contain some publications in the top journals.
- Quantity of publications also is
important.
- Having three papers in different
journals is better than three in one journal, if the relative quality of
the journals is the same.
7.
Write clearly
- The main assumptions and results
should be explained clearly. If there are many assumptions, present them
together in one place. Do not bury them in long paragraphs.
- Define every symbol when it is
first introduced. Otherwise, the referees will be frustrated, and you
won't get a favorable report.
- If many symbols are introduced
to present your model, it is a good idea to define all symbols together
and display them in one place so that the referees would not waste time
hunting for them.
- Clearly state the contributions
of the paper, relative to the literature, in the concluding remarks.
8.
Learn word
processing skills and master other relevant software programs
- Be independent of secretaries.
They do not work 24 hours a day.
- Word processing skills are
particularly helpful when the amount of revision is minimal.
- Researchers without computer
skills will be an endangered species in this century.
9.
Scan current
journals
- Keep up with the current
literature (e.g., EconLit).
- Using the potential key words,
search to see if others have written papers on the same or similar
subjects.
- By not duplicating what others
have done, you will save time and effort.
- Subscribe to a couple of
journals in your field of interest, rather than general journals.
- General journals are not cost
effective as a source of research information. Fewer and fewer articles
in general journals are relevant for your research.
- Utilize the libraries for other
journals.
- Social Science Research
Network features news about papers as soon as they are accepted; you
can have the latest information about publications in your field.
10.
Present
papers at conferences before submission
- Present your papers at regional,
national, or international conferences. You may get surprisingly valuable
feedback.
- This also is an important way
for you to become familiar with others working in the same area.
- Presenting papers within one's
department is not effective. Except in top schools, most of the faculty
in a typical department with 20 or fewer members are not familiar with
the subject, and with due respect to their expertise, they generally are not
qualified to make substantive comments on your topic.
11.
Do not
distribute unpublished papers to strangers (at big conferences)
- If you do, your desire to become
well-known may be temporarily gratified, but the penalty can be harsh
later.
- Some people might steal your
idea and submit a closely related paper sooner than you do.
- You get no credit.
- Distributing papers is okay in a
closed circle of researchers, where everybody knows each other.
12.
Only the
tough get going
- One gets rejection letters more
often than not. This is inevitable!
- Develop a thick skin and be a
good loser. This game is not for the faint-hearted. If you cannot swallow
rejection easily, don't submit papers.
- A good paper deserves at least
three chances at publication in ranking journals.
- If you ignore a rejected paper
more than one month, you are likely to lose interest. Do something about
it.
- Bad luck eventually comes to an
end.
13.
Get to know
one hundred people active in your field
- There are about a hundred people
in your field who are likely to be referees of your papers.
- Prepare a list of one hundred
active people in your main research areas. Try to meet them within a
five-year period.
- Present papers at, or at least
attend, two professional meetings a year.
- When presenting papers or
attending regional, national, or international meetings, try to get to
know these people. How? (Think!) This is your best opportunity for
networking.
14.
Maintain
contacts
- Maintain contacts with other
economists via telephone, fax, or e-mail. Do not send copies of your
papers to them unless requested to do so.
- What to do when they don't
respond? Think!
- You also need these contacts
later: they can write letters of recommendation when you seek promotion
and tenure.
Articles and Books
15.
A journal
article is preferable to a book
- Don't publish a book, at least
not before getting tenure.
- Readers find it easy to remember
if your papers were published in journals because they are often
abbreviated like AER, JPE, RIE, etc. They might even remember the years
of publication.
- They won't remember your books,
unless the titles are extremely short and sexy.
Life of a publication
- The life of a book is about 1 to
2 years.
- The life of a journal article is
about 10 years.
- Publishers will not spend much
money to advertise your book because profit margins are small.
- Accordingly, most economists do
not know whether you published a book, let alone know the title.
- Bragging to your colleagues
about your recent book is like introducing yourself by long names with 10
or more words.
- Authors who have published an
article in the same journal feel friendly toward you. It creates a bond
among the authors.
- Book authors operate alone.
- Researchers know that books do
not go through the refereeing process.
Weight of a publication
- Your department or division may
not clearly specify quantified weights to evaluate your research.
- But rest assured that they are
there; a given number of papers in certain journals or certain ranks,
etc. These standards are developed by consensus, and you can find these
standards by checking the records of those who received tenure recently.
- Journal rankings often are used
to evaluate the quality of your research.
- All things considered, the
following weights could be used:
- 1 = an article in a good
journal
- 0.5 - 1 = a whole book, maybe 2
if it is very popular.
- 0.1 = a chapter in a book
someone else edited.
- Textbooks do not count.
- Handbooks and some special
series might be treated like a journal because of their long shelf life
(10 + years).
- Do not give away your precious
paper as a chapter of a regular book, unless it appeals to your altruistic desire to help others.
16.
A journal
article first
- First, publish your original
idea in an article.
- Then maybe in a book, not vice
versa.
- Journals will not knowingly
publish an article if the substance was published in a book previously.
Collaboration
17.
Cultivate
coauthors
- Find seasoned coauthors with
publication experience and share the glory.
- Working with your advisors is a
good idea, at least for the first few years after receiving a Ph.D.
- You have to become independent
at some point, though.
- Acting alone is a risky
strategy, especially for those just out of graduate school.
- With seasoned coauthors, the
probability of acceptance will likely more than double.
- Through your coauthors, you may
be introduced to an established group of economists.
- You also may learn how to write
better papers.
Weight of coauthored articles
- Whatever rankings are used,
given the quality, the following weights may be used more or less as a
guide to estimate the overall impact of joint articles:
- 1 = an article (sole author).
- 0.75 = first author in a joint
paper.
- 0.7 = second author in a joint
paper.
- 0.5 = an author in a paper with
three authors.
- 1/n = four or more authors.
(Don't do this, except in certain fields [e.g., agricultural economics],
where it is more acceptable. You will be included in "et al.")
18.
Make an
agreement with coauthors ex ante
- It is best to divide up the work
with coauthors ex ante. This minimizes the chance of free riding when the
paper is complete or accepted.
- Be considerate when determining
the order of authors.
- To assure a long-term
relationship, alternate the order of appearance, especially when the
contributions are roughly equal.
- If you insist on alphabetical
order just because your name precedes the others, they may not come back
to you for further collaboration.
- Another practical idea: flip a
coin.
19.
Maintain
collaboration
- If a personality conflict
develops, collaboration does not work.
- It takes time and effort to
cultivate relationship with coworkers. If you have found a good working relationship,
don't tamper with it to obtain small gains.
- If you do seek small gains, it
is difficult to restore a good relationship should you change your mind
later.
20.
Be patient
with inactive coauthors
- Be tolerant of your coauthors.
- Remember that the sum of
subjective contributions of coauthors of a paper always exceeds 100%.
- Removing an inactive coauthor
from the paper may not give you peace of mind, especially if it is done
insensitively.
- Keep pace with your coauthors.
If a coauthor does not contribute anything, caution must be exercised.
Often the animosity generated is not worth the gain.
- If a joint work is being
terminated because of unforeseen developments, make it clear who holds
the ownership of the disputed papers. This eliminates untold misery later.
Choosing
Topics
21.
Do not
waste time on dead or dying topics
- If your most recent references
in a projected paper are ten years old, it will be difficult to publish
it. It is a dead issue. Do not start such a paper (until you get tenure)!
- If the most recent references
closely related to your paper are 5 years old, it is a dying issue.
Editors are reluctant to accept such papers, even if the referees
recommend publication.
- It is difficult for the editor
to find suitable referees for outdated topics.
- Your inability to find
sufficient references indicates
- You have not read the
literature.
- Others are not interested in
the topic, hence, it is unlikely to get published.
- No problem! Dig further.
- If the work is completed
already, cite some papers that are more recent.
22.
Do not
write papers with breakthrough ideas at first
- Avoid writing about your
breakthrough ideas, at least in the early stage of your career, unless
your mentor is the editor of a major journal.
- Papers with breakthrough ideas
are not often published.
- Wait until you get tenure to
tackle breakthrough ideas.
- "I told my own young
colleagues that they should preferably start off with the received wisdom
with some changes until they get their tenure." -Douglas North, 1993
Nobel Laureate in Economic Science (see Nyaw and Yu, 1995).
- If you do advance breakthrough
ideas your papers will be rejected, and they might reappear in a
modified, clearly written paper by someone else later.
- After you are established,
perhaps you can tackle breakthrough ideas, and become better known,
instead of publishing many papers with minor ideas.
- Or as you gain more experience,
you may find that the ideas turn out to be trivial.
23.
Extend
existing literature
- The bulk of papers published
today are modifications of the existing literature or tests of existing
theories.
- Something in the paper must be
original.
- Duplication is not an extension
of knowledge.
24.
Write
something creative
- A journal's primary goal is to
publish original ideas.
- A good journal is interested in
disseminating new ideas, not in publishing papers that elaborate some
existing ideas or examine the implications of a minor change in
assumptions.
- These papers only show that some
results do not necessarily hold. Such efforts are basically a comment on
someone else's paper.
25.
Mix
ingredients of other papers
How does one
extend the literature? Suppose there are two important papers in the literature,
p1
= {A, B, C, and D}, p2 = {C,
D, and E}
where A, B, ... are
ingredients.
Let pnew = {A,
B, E} be a new paper.
- Does the new combination make
sense? Does it describe an important economic phenomenon in a certain
country or does it capture an interesting situation?
- If pnew = {A,
C, X} where X is totally new, and if it makes sense,
it may be an original idea.
- Original papers add something
new and dare to eliminate some old notions. Do not worry about
compatibility with old papers.
26.
Write on
interesting subjects
- There must be an interesting
story, a story that nonexperts—who would skip all the equations—would
find intriguing.
- Equations should not dominate
the paper. People lose interest.
- Controversies and debates
stimulate reader interest.
- Before writing, answer the
question: what new ideas or results does this paper offer?
- You have to demonstrate that
there is some interest in the topic on which you are working.
Comments or Notes
27.
Avoid
writing comments on other papers
- Writing comments is risky
because you are at the mercy of the original author.
- If a comment or note is
rejected, you cannot send it anywhere without substantial rewriting; it
is too short.
- When a comment or note is
rejected, abandon the note or expand it to a full-blown paper.
- If you add something new while
making the original author shine, you might succeed. For instance, if you
name the result after the original author, it makes everybody happy.
- If you point out errors in the
original paper, your referee (the original author) will find something wrong
in your comments also, whether they are real, imaginary, or spurious.
- Occasionally, writing comments
is okay (once every few years). But do it quickly, while the editor's
memory is still fresh.
- A safer approach is to write an
independent paper.
- AER has a standing policy not publishing
comments, even to correct errors. Remember Robert Fulghum’s advice
“Clean up your mess”?
- Do not develop a habit of
writing comments on others' work.
28.
Do not
correct small errors others make
- It is dangerous. This practice rarely
earns you respect.
- You may not be right. As you
rush to prove your points, you may not have grasped all the fine points
of the original paper.
- Even if you are right, the
original author may lurk in the trenches where he/she can stage a
counterattack and damage your credibility in the future.
- You also don’t like to have
your errors pointed out.
- Why beholdest thou the mote that
is in thy brother's eye, but considerest not the beam that is in thine
own eye? (Matthew 7:3)
- The referee may then be negative
toward all your future papers.
- Communicate with the original
author before you submit your comment. If you are diplomatic and
fortunate, you might acquire a friend who would look at your papers with
favor in the future. On the other hand, you may find an enemy who will
always find fault with your future papers.
© 1998-2002, Kwan Choi